2007-11-29 12:58:27 · 4 answers · asked by BG 1 in Business & Finance ➔ Personal Finance
You must have a broker/dealer sponsor you. You do not have to be a direct employee of that company, but it does make things more complicated. An example would be if you worked for a bank or credit union, but a broker/dealer (say Merrill Lynch for example) could hold your registration and licenses. The broker/dealer would not do this unless you were engaging in activity warranted by your profession. Check out www.finra.org as they administer and track these licenses.
2007-11-29 16:15:44 · answer #1 · answered by R L 1 · 0⤊ 0⤋
This Site Might Help You.
RE:
How do I get sponsored for Series 6 registration?
2015-08-07 07:45:48 · answer #2 · answered by Anonymous · 0⤊ 0⤋
Series 6 Sponsorship
2016-10-15 01:28:13 · answer #3 · answered by ? 4 · 0⤊ 0⤋
Unless your employer is willing to sponsor you, I doubt anyone will.
2007-11-29 13:26:13 · answer #4 · answered by STEVEN F 7 · 0⤊ 0⤋