Can some one give me an example of Code of Procedure and Arbitration Procedure?

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Can some one give me an example of Code of Procedure and Arbitration Procedure?

Thank you :)

2007-09-14 13:08:32 · 2 answers · asked by AFK 2 in Business & Finance ➔ Other - Business & Finance

2 answers

The Code of Arbitration Procedure After April 16, 2007 (NASD Online Manual) can be viewed online at the link below. The categories are:

Customer Code - eff. June 14, 2007 (PDF 124 KB)
Industry Code - eff. June 14, 2007 (PDF 144 KB)
Mediation Code - eff. April 16, 2007 (PDF 44 KB)
Approval Order for Code of Arbitration Effective After April 16, 2007 (PDF 612 KB)

It tells you how to initiate and respond to claims, how to file and serve what documents, etc.

2007-09-14 20:29:29 · answer #1 · answered by Sandy 7 · 0⤊ 0⤋

Yes

2016-05-19 22:18:42 · answer #2 · answered by gladis 3 · 0⤊ 0⤋