hi i want to know do we need sponsor for series 65 exam?

1 ⤊

series 65 is uniform investment advisor. please tell me do we need a sponsor inorder to give this exam pls.

2007-06-25 10:43:48 · 4 answers · asked by chris_123987 1 in Business & Finance ➔ Investing

Depends on where you live. In most states, you do need a sponsor. In California, however, you are allowed to take the exam without sponsorship.

2007-06-25 14:34:46 · answer #1 · answered by NC 7 · 1⤊ 0⤋

No, you dont. Contact your state securities commission. I took the 65 and the 6 on my own.

2007-06-25 18:03:05 · answer #2 · answered by jeff410 7 · 0⤊ 0⤋

with most investment licenses (let's just say all), you need to be sponsored by a broker/dealer.

2007-06-25 17:54:00 · answer #3 · answered by ruca80 3 · 0⤊ 0⤋

maybe yes

2007-06-25 17:48:19 · answer #4 · answered by altamonte1999 2 · 0⤊ 0⤋