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You need to apply directly to a stock brokerage or commodity brokerage firm. Initially, they will hire you as a trainee until you pass your regulatory exams (Series 7 for stock brokers or Series 3 for commodity brokers).

If you live in California, you may take the exams on your own; nomination by an employer is not required in California to sit for the exams.

2007-06-20 06:40:29 · answer #1 · answered by NC 7 · 2 0

NC's answer is correct, but in order to work, you need to be under the supervision of someone with a supervisory license, which means working in a brokerage office, so find a place that will promise you a job when you get licensed.

2007-06-20 07:17:29 · answer #2 · answered by Ted 7 · 1 0

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