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I am looking for a company that offers nasdaq level 3 trading. I know that you have to be nasd member first. ALso, how can you become a nasd memebr? Thank you

2007-06-11 15:08:04 · 2 answers · asked by G32HHS 2 in Business & Finance Investing

2 answers

NASD stands for the National Association of Securities DEALERS. Are you a dealer? Do you own your own brokerage firm? Level III is for market makers.
Start here and follow the links
http://www.investopedia.com/terms/l/level3.asp

2007-06-11 15:54:23 · answer #1 · answered by Ted 7 · 0 0

To become a member of the NASD is not simple; see www.nasd.com. You, or one of your employees will have to qualify as a principal and as a financial and operations principal -- both are difficult exams (especially the finop).

2007-06-14 08:13:42 · answer #2 · answered by Michael K 6 · 0 0

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