Because it may be seen as insider trading. What if I become a corporate lawyer and I don't plan on buying any of my company's stock. Are there restrictions on that?
Do you know of a site that explains all this?
2007-02-23 12:23:49 · 2 answers · asked by ben_ev0lent 1 in Business & Finance ➔ Investing
No, but the financial firm you work for may not allow you to trade, if they do they can request to have copies of your statements forwarded to them. It is an SEC guideline that all registered NASD associates provide a letter from the firm you work for wether they will require duplicate statements or not before opening a new trading account. If your puchasing stock for the company you work for, you will be required to registed the purchase or sale request with the NASD.
2007-02-23 12:30:16 · answer #1 · answered by Thomas Z 2 · 0⤊ 0⤋
not by you employer or licsence holding abilities,
why are you a plumber, your name is fill funk
its like when i eat food it turns into junk
or is that just where someone stunk
what else is in my trunk
2007-02-23 12:42:39 · answer #2 · answered by Anonymous · 0⤊ 0⤋