Ameriprise Financial will sponsor me for the series 7 and 66, if I pass but I don't stay with Ameriprise...

Question

will my licenses still be valid? Or do I have to commit to Ameriprise?

Answer 1

your license will still be valid as long as you go to another broker dealer. There are a couple of forms involved with that, which your new firm will complete for you. There is a time limit of 2 years to be associated with a new firm.