What type of careers require a Series 7 License?

Answer 1

The Series 7 Exam, is a required exam to become a stock broker in the United States.
The exam is owned and maintained by the New York Stock Exchange Regulations and delivered by the self-regulating National Association of Securities Dealers (NASD), which covers a broad range of investments including stocks, bonds, options, limited partnerships, and investment company products (e.g., open- and closed-end funds). A candidate must answer 70% of the questions correctly in order to pass. Upon passing the test, one is granted a Series 7 / General Securities license. This license is required of any investment professional who communicates with retail investors. For this reason, many account managers, analysts, and other executives in the employ of a registered Broker/Dealer hold Series 7 licenses.

Answer 2

Loan underwriting