What are the requirements for being an annuities Broker?

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What are the requirements for being an annuities Broker?

2006-11-15 06:16:53 · 2 answers · asked by kloop942 1 in Business & Finance ➔ Investing

2 answers

The NASD license needed for variable annuities is a Series 6, not a Series 7.
An insurance license and a series 63 will also be needed.

2006-11-16 01:46:25 · answer #1 · answered by g_tastyfish 4 · 0⤊ 0⤋

If it's a variable annuity, you'll need a Series 7 license and an insurance license. If it's a fixed annuity, only an insurance license is needed. Check with your state for further details.

2006-11-15 12:57:42 · answer #2 · answered by Mike S 7 · 0⤊ 0⤋

a license

2006-11-15 06:26:54 · answer #3 · answered by parsonsel 6 · 0⤊ 0⤋