2006-08-19 11:40:07 · 5 answers · asked by IAskUAnswer 6 in Business & Finance ➔ Investing
As the other responder mentioned the series 6 license is the National Association of Securities Dealers minimum required license for an individual to sell mutual funds and variable annuities. It is generally used at insurance companies and banks. Full service brokerage firms typically require that their reps hold a series 7 license because that allows them to provide individual stocks and other securities in addition to mutual funds and variable annuities. The series 63 is the license that most states require that covers administration, security regulations, brokerage operations, and business practices. I hope this was helpful. Good luck.
2006-08-19 19:01:37 · answer #1 · answered by Gator714 3 · 1⤊ 0⤋
Series 63 License
2016-10-03 08:47:27 · answer #2 · answered by cluff 4 · 0⤊ 0⤋
This Site Might Help You.
RE:
What are a Series 6 and Series 63 license for?
2015-08-10 12:02:31 · answer #3 · answered by ? 1 · 0⤊ 0⤋
If I already have 65, do I need 6 and 63?
2016-03-16 04:10:30 · answer #4 · answered by Anonymous · 0⤊ 0⤋
The 63 is required by some states to sell some securities. The 6 covers annuities and mutual funds. So a person taking these exams would then have the certification to sell mutual funds and annuities.
2006-08-19 13:08:37 · answer #5 · answered by jeff410 7 · 0⤊ 0⤋