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Please let me know, If your firm or you know of someone who would be willing to sponsor me for a NASD Series 7, let me know! I am willing to pay for it. You could email me at askhung@gmail.com. I've been working in a firm for over 3 years and there's not enough room to get me sponsored so I am looking else where. There's just not enough places willing to sponsor someone, thus I'm willing to pay to get sponsor. So if you know of anyone or a company, please get in touch with me at askhung@gmail.com. My name is Hung!

2006-07-22 17:22:31 · 4 answers · asked by askhung 1 in Business & Finance Investing

4 answers

If you are willing to pay for the Series 7 course and exam it isn't that difficult getting sponsership. Companies that pay commission only and don't cover the costs of licensing tend to hire a lot of people because they have very high turnover. They also allow you to keep your day job while you are getting licensed and you're under no obligation to stay with them. The company that I worked for during my licensing period was Ameriprise. (Formerly the financial planning division of American Express)
The only assumptions that I'm making here are that you are a US citizen and that you live in the US. If either of those assumptions are wrong, things will be significantly more difficult. Good luck .

2006-07-22 18:55:46 · answer #1 · answered by Gator714 3 · 0 0

How bout it. I'm also looking for a series 7 sponsor. Where are you working currently and what are you doing?

The only problem is that I'm picky about who I work for.

2006-07-22 17:36:17 · answer #2 · answered by RMC 2 · 0 0

What's a series 7 sponsorship?

2006-07-22 17:25:13 · answer #3 · answered by Einsteinetta 6 · 0 0

If you have a stockbroker just call him and ask him to help you out. If you don't have a broker, try http://www.aitraining.com/employ.htm or http://www.loubird.com/dubinsky/contactus.htm

The series 7 license is only valid for a few years and expires and have to renew so if you are not planning to work in the industy, it is really waste of money and no point

2006-07-23 19:42:14 · answer #4 · answered by marketwizard 2 · 0 0

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